Can I recover losses from investments with Kingswood Capital Partners, LLC broker Matthew Nadeau (CRD# 4637541) regarding Delaware Statutory Trust (DST) products? He has been registered with Kingswood Capital Partners, LLC in Roseville, California, since 2021, and Kingswood Wealth Advisors, LLC in Roseville, California, since 2023. He was registered with Resurgent Financial Advisors LLC in Roseville, California, from 2022 to 2023, Hayden Royal in Roseville, California, from 2021 to 2022, Lord, Abbett & Co. LLC in Granite Bay, California, from 2018 to 2021, Lord Abbett Distributor LLC in Jersey City, New Jersey, from 2018 to 2021, Wells Fargo Funds Distributor, LLC in Boston, Massachusetts, from 2010 to 2018, and Wells Fargo Funds Management, LLC in San Francisco, California, from 2010 to 2018.
Matthew Nadeau Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
May 2026. “By engaging in the conduct described above, Respondent failed to act in the best interest of its client.” The customer sought $150,000 in damages, and the case was settled for $180,000. The complaint was regarding DST products, and it took place while he was registered with Kingswood Capital Partners, LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Kingswood Capital Partners, LLC may be liable for investment or other losses suffered by Matthew Nadeau’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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