Erez Law is currently investigating Aurora Securities broker Nathaniel Higgins (CRD# 6374659) regarding unsuitable investments. He has been registered with Independent Financial Group, LLC in Marysville, Washington, from 2024 to 2025, and Aurora Securities in Kirkland, Washington, from 2022 to 2024.
Nathaniel Higgins Customer Complaints
He has been the subject of two customer complaints between 2025 and 2026, according to his CRD report:
February 2026. “Customer alleges unsuitable investment recommendations in real estate securities.” The customer is seeking $4,300,000 in damages, and the case is currently pending. The complaint was regarding real estate security losses.
November 2025. “Claimants allege that unsuitable recommendations were made in a securitized real estate offering.” The customer is seeking $1,000,000 in damages, and the case is currently pending. The complaint was regarding real estate security losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Aurora Securities may be liable for investment or other losses suffered by Nathaniel Higgins’ customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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