Can I recover losses from investments with Trustmont Financial Group, Inc. broker Emmet Martin Sr. (CRD# 3053367)? He has been registered with Trustmont Financial Group, Inc. and Trustmont Advisory Group, Inc. in Mauldin, South Carolina, since 2010. He was registered with Novus Advisors in Greenville, South Carolina, from 2011 to 2013, and Raymond James Financial Services Advisors, Inc. in Greenville, South Carolina, from 2009 to 2010, when he was terminated regarding, “violation of firm policy regarding fixed indexed annuities.”
Emmet Martin Sr. Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
March 2026. “Respondent mishandled the claimant’s retirement assets. failed to properly allocate and diversify claimant’s portfolio. Recommended inappropriate and unsuitable securities, including private placements or non-conventional investments. failure to supervise its financial advisor, failure to appropriately train the financial advisor, failure to conduct due diligence or negligently conducted due diligence on the products.” The customer is seeking $150,000 in damages, and the case is currently pending. The complaint was regarding real estate securities losses, and it took place while he was registered with Trustmont Financial Group, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Trustmont Financial Group, Inc. may be liable for investment or other losses suffered by Emmet Martin Sr.’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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