Erez Law is currently investigating former Great Point Capital LLC broker Timothy Marshall (CRD# 2037031) regarding real estate securities. He has been registered with Quincy Wells Capital, LLC in Chicago, Illinois, since 2026. He was registered with Great Point Capital LLC in Chicago, Illinois, from 2019 to 2026, Primex in New York, New York, from 2018 to 2019, Lighthouse Capital Group, LLC in Pasadena, California, from June to November 2017, Niagara International Capital Limited in Santa Monica, California, from March to April 2017, and McDermott Investment in Services, LLC in Santa Monica, California, from 2015 to 2017, when he was terminated regarding, “Representative dually registered for employment without gaining prior permission from the firm and did not respond to several compliance inquiries regarding the dual registration and OBA.”
Timothy Marshall Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
March 2026. “Purchased DST as part of a 1031 tax-deferred exchange. Claimant alleges a lack of suitability and due diligence, breach of contract and fiduciary duty, among other claims. Purchase dates of investments include May 2, 2022, and May 31, 2022.” The customer is seeking xxx in damages, and the case is currently pending. The complaint was regarding real estate securities, and it took place while he was registered with Great Point Capital LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Great Point Capital LLC may be liable for investment or other losses suffered by Timothy Marshall’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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