Erez Law is currently investigating Money Concepts Capital Corp broker Tally Lykins (CRD# 2439455) regarding investment losses. He has been registered with Money Concepts Advisory Service and Money Concepts Capital Corp in Columbus, Indiana, since 2023. He was registered with … Continue reading
Did you lose money investing with former Pinnacle Investments, LLC broker William Friedman (CRD# 2475502)? He was registered with Pinnacle Investments, LLC in Boca Raton, Florida, from January to October 2020, Woodstock Financial Group, Inc. in Boca Raton, Florida, from … Continue reading
There are options for clients of former Aegis Capital Corp. broker Vasilos Takos (CRD# 2500839) who suffered investment losses. He has been registered with Dominari Securities LLC in Garden City, New York, since 2024. He was registered with Aegis Capital … Continue reading
Did you lose money investing with Emerson Equity LLC broker Thomas Justice (CRD# 2786145) regarding unsuitable investment recommendations? He has been registered with Emerson Equity LLC in San Mateo, California, since 2020. He was registered with Conover Capital Management in … Continue reading
Looking for how to bring a claim against Fifth Third Securities, Inc. broker Christopher Hayes (CRD# 2333190) regarding securities losses? He has been registered with Fifth Third Securities, Inc. in Dayton, Ohio, since 2004. Christopher Hayes Customer Complaints He has … Continue reading
Can I recover losses from investments with Truist Investment Services, Inc. broker Stephen Kerutis (CRD# 2345517) regarding unsuitable investments? He has been registered with Cetera Advisors LLC in Loudon, Tennessee, since 2023, and Cetera Investment Advisers LLC in Loudon, Tennessee, … Continue reading
Erez Law recently filed a FINRA arbitration against Stifel, Nicolaus & Co., Inc. Their customer alleges that James Killeen (CRD #2666093), who was a registered representative of Stifel, Nicolaus & Company, Incorporated in Pasadena, California, from 2009 to 2024. In … Continue reading
There are options for customers of former UBS Financial Services Inc. broker Robert Mueller (CRD# 2647227) regarding unsuitable investment recommendations. He was registered UBS Financial Services Inc. in Houston, Texas, from 2009 to 2024. Robert Mueller Customer Complaints He has … Continue reading
Erez Law filed a claim against Wells Fargo Clearing Services, LLC related to allegations of unsuitable investment losses related to options trading. The customer alleges that Peter Waldron (CRD# 4230510), who has been a registered representative of Wells Fargo Clearing … Continue reading
Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Alex Paredes-Malaga (CRD# 7191576) is accused of unsuitable investment recommendations. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Brea, California, since 2020. Alex Paredes-Malaga Customer Complaints He … Continue reading