Can you recover losses due to recommendations by SEIA LLC broker Kade Orsburn (CRD# 7475893)? He has been registered with Signature Estate Securities, LLC in Los Angeles, California, since 2025, and SEIA LLC in Southlake, Texas, since 2024. He was … Continue reading
Concorde Investment Services, LLC broker Jon Cirelli (CRD# 4729737) is accused of unsuitable investment recommendations. He has been registered with Alexander Capital, L.P. in Palm Beach, Florida, since 2025, and Alexander Capital Wealth Management LLC in West Palm Beach, Florida, … Continue reading
Erez Law is currently investigating Spartan Capital Securities, LLC broker Travis Lippmann (CRD# 5908823) for investment losses due to unsuitable investment recommendations. He has been registered with Spartan Capital Securities, LLC in New York, New York, since 2021. Previously, he … Continue reading
There are options for clients of Morgan Stanley broker Alexander Gorman (CRD# 4704694) regarding unsuitable investment recommendations. He has been registered with Morgan Stanley in New York, New York, since 2009. Alexander Gorman Customer Complaints He has been the subject … Continue reading
There are options for clients of Morgan Stanley broker James Doherty III (CRD# 859882) who suffered investment losses. He has been registered with Morgan Stanley in Chicago, Illinois, since 2009. James Doherty III Customer Complaints He has been the subject … Continue reading
Erez Law is currently investigating Berthel, Fisher & Company Financial Services, Inc. broker Genevieve Mar (CRD# 2744037) regarding suitability and misrepresentation. She has been registered with Berthel, Fisher & Company Financial Services, Inc. in Northbrook, Illinois since 2010, and BFC … Continue reading
Erez Law is currently investigating American Trust Investment Services, Inc. broker Rick Davidson (CRD# 1315998) regarding unsuitable trading in customer accounts. He has been registered with American Trust Investment Services, Inc. in San Clemente, California, since 2023. He was registered … Continue reading
There are options for clients of National Securities Corporation broker Sean Hosein (CRD# 4164630), who is accused of unsuitable investment recommendations. He has been registered with PHX Financial, Inc. in New York, New York, since 2022. He was registered with … Continue reading
There are options for clients of Innovation Partners LLC broker Harrison Chang (CRD# 4183646) who suffered investment losses. He has been registered with Innovation Partners LLC in Charlotte, North Carolina, since 2024, and IP Financial Advisory Services LLC in Laguna … Continue reading
Edward Jones broker Andrew Minehart (CRD# 3174525) is accused of unsuitable investment recommendations. He has been registered with Edward Jones in Elgin, Illinois, since 1999. Andrew Minehart Customer Complaints He has been the subject of one customer complaint, according to … Continue reading