There are options for customers of UBS Financial Services Inc. broker Frank Walter (CRD# 5685573) who suffered investment losses. He has been registered with UBS Financial Services Inc. in New York, New York, since 2015. Frank Walter Customer Complaints He … Continue reading
Cetera Advisor Networks LLC broker Michael Buonanno (CRD# 2823332) is accused of unsuitable investment recommendations. He has been registered with Cetera Wealth Services, LLC in East Northport, New York, since 2019. He was registered with Cetera Advisor Networks LLC in … Continue reading
Did you lose money investing with Raymond James & Associates, Inc. broker Peter Barry (CRD# 2235548)? He has been registered with Raymond James & Associates, Inc. in Los Angeles, California, since 2018. He was registered with Wells Fargo Securities, LLC … Continue reading
Did you lose money investing with former Madison Avenue Securities, LLC broker Robert Fagan (CRD# 1572927) regarding unsuitable investment recommendations? He has been registered with Cetera Advisors LLC in San Diego, California, since 2022, and Cetera Investment Advisers LLC in … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Vanderbilt Securities, LLC broker Cary Urich (CRD# 2132001) regarding unsuitable investment recommendations. He has been registered with Vanderbilt Securities, LLC in Greenville, South … Continue reading
Merrill Lynch, Pierce, Fenner & Smith Incorporated broker James Landeros (CRD# 6447130) is accused of unsuitable investment recommendations. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Santa Barbara, California, since 2019. He was registered with … Continue reading
Erez Law is currently investigating former Avantax Investment Services, Inc. broker Jeffrey Steinberg (CRD# 2610793) regarding unsuitable investment recommendations. He has been registered with Cetera Wealth Services, LLC and Cetera Investment Advisers LLC in Port St. Lucie, Florida, since 2025, … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Allegis Investment Services, LLC broker Heath Bowen (CRD# 4824684). He was registered with Allegis Investment Services, LLC in Idaho Falls, Idaho, from … Continue reading
There are options for clients of LPL Financial LLC broker Gregg Burrell (CRD# 1670405) who suffered investment losses due to unsuitable investment recommendations. He has been registered with LPL Financial LLC in Apple Valley, Minnesota, since 2009. Gregg Burrell Customer … Continue reading
Erez Law is currently investigating former Equitable Advisors, LLC broker William Greenman (CRD# 839600) regarding stock losses. He was registered with Equitable Advisors, LLC in Bellmore, New York, from 2018 to 2022, when he was terminated regarding, “RR discharged due … Continue reading