Erez Law is currently investigating former Raymond James Financial Services, Inc. broker H Roggen (CRD# 721463) regarding unsuitable investment recommendations. He has been registered with Raymond James Financial Services, Inc. in Houston, Texas, from 2010 to 2024. H Roggen Customer … Continue reading
Can you recover losses due to unsuitable investment recommendations by former International Assets Investment Management, LLC broker Alexander Creede (CRD# 6392369)? He has been registered with Independent Financial Group, LLC in Houston, Texas, since 2022. He was registered with International … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Newbridge Securities Corporation broker Elaine Zito (CRD# 2849238). She has been registered with Newbridge Securities Corporation in Scottsdale, Arizona, from 2016 to … Continue reading
There are options for customers of Centaurus Financial, Inc. broker Richard Acker (CRD# 3061037), who is accused of unsuitable investment recommendations. He has been registered with Centaurus Financial, Inc. in Brooklyn, New York, since 2009. In September 2010, the New … Continue reading
There are options for clients who lost money investing with Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Michael Harris Jr. (CRD# 2982772). He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Indian Wells, California, since … Continue reading
Did you lose money investing with Woodbury Financial Services, Inc. broker Brian Martson (CRD# 733083)? He has been registered with Woodbury Financial Services, Inc. in Parker, Colorado, from 2006 to 2023. Brian Martson Customer Complaints He has been the subject … Continue reading
Were you the victim of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Michael Ginestro (CRD# 2468911)? He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Los Angeles, California, since 2020. He was registered with MML … Continue reading
Did you lose money investing with former Morgan Stanley broker David Janny (CRD# 1272727) regarding unsuitable investment recommendations in customer accounts? He has been registered with Morgan Stanley in Westport, Connecticut, since 2012. He has been registered with Ameriprise Financial … Continue reading
In July 2025, Former Merrill Lynch broker Isaiah Williams (CRD# 6211219) was arrested following allegations that he stole $2.59 million in funds in more than 130 transactions from the Bank of America account of a former Dolphins defensive safety Reshad … Continue reading
Centaurus Financial, Inc. broker Clovis Morrison (CRD# 1730240)is accused of unsuitable investment recommendations. He has been registered with Centaurus Financial, Inc. in Highland Village, Texas, since 1996. In September 1996, the Texas State Securities Board entered a consent order against … Continue reading