Were you the victim of Newbridge Securities Corporation broker Rodger Thomas (CRD# 4010563)? He has been registered with Newbridge Securities Corporation in Roselle Park, New Jersey, since 2018, and NFSG Corporation in Roselle Park, New Jersey, since 2018. He was … Continue reading
There are options for clients of Equitable Advisors, LLC broker Victor Torres (CRD# 5919902) who lost money due to unsuitable investment recommendations. He has been registered with Equitable Advisors, LLC in Ft. Lauderdale, Florida, since 2018. He was previously registered … Continue reading
There are options for clients of Purshe Kaplan Sterling Investments broker Joseph Eschleman (CRD# 3237843), who is accused of unsuitable investment recommendations. He has been registered with Purshe Kaplan Sterling Investments in Sacramento, California, since 2017, and Towerpoint Wealth, LLC … Continue reading
UBS Financial Services Inc. broker Stephen White (CRD# 3052632) is accused of unsuitable investment recommendations. He has been registered with Rockefeller Financial LLC in Los Angeles, California, since 2021, Rockefeller Capital Management in Hailey, Idaho, since 2025, and Rockefeller Capital … Continue reading
Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Bruce Manasevit (CRD# 3010880) regarding unsuitable investment recommendations. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Fairfield, Connecticut, since 2007. Bruce Manasevit … Continue reading
Former Barrett & Company broker Charles White II (CRD# 1345688) is accused of unsuitable investment recommendations. He was with Barrett & Company in Providence, Rhode Island, from 1992 to 2020. In June 2019, the Commonwealth of Massachusetts, Securities Division opened … Continue reading
Can I recover losses from investments with Cetera Advisors LLC broker J. Paul Escudero (CRD# 2111381)? He has been registered with Cetera Advisors LLC in Orange, California, since 2022, Cetera Investment Advisers LLC in Orange, California, since 2020, and Orange … Continue reading
Erez Law is currently investigating former National Securities Corporation broker Jack Bruscianelli (CRD# 2113986) regarding unsuitable investment recommendations. He has been registered with B. Riley Wealth Management in Oakbrook Terrace, Illinois, since 2022. He was registered with National Securities Corporation … Continue reading
Were you the victim of Herbert J. Sims & Co, Inc. broker Steven Cho (CRD# 2610257)? He has been registered with Herbert J. Sims & Co, Inc. in Red Bank, New Jersey, since 2019, and Herbert J. Sims Capital Management, … Continue reading
Erez Law is currently investigating Aurora Securities broker Roger Bowlin (CRD# 1905652), who has several multi-million dollar customer complaints related to real estate security losses. He has been registered with Aurora Securities in Portland, Oregon, since 2021, and Secure Asset … Continue reading