There are options for clients of Innovation Partners LLC broker Harrison Chang (CRD# 4183646) who suffered investment losses. He has been registered with Innovation Partners LLC in Charlotte, North Carolina, since 2024, and IP Financial Advisory Services LLC in Laguna Hills, California, since 2024. He was registered with Western International Securities in Pasadena, California, from 2017 to 2024, J.P. Morgan Securities LLC in Irvine, California, from 2016 to 2017, and Merrill Lynch, Pierce, Fenner & Smith Incorporated in Newport Beach, California, from 2014 to 2016.
Harrison Chang Customer Complaints
He has been the subject of two customer complaints between 2024 and 2025, according to his CRD report:
April 2025. “Customer alleges that an investment recommendation was unsuitable and misleading.” The customer sought $388,000 in damages, and the case was settled for $170,000. The complaint was regarding corporate debt losses, and it took place while he was registered with Western International Securities.
April 2024. “Customer alleges that investment recommendation was unsuitable and misleading. Date of activity from June 2018 to April 2020.” The customer sought $550,000 in damages, and the case was settled for $300,000. The complaint was regarding corporate debt losses, and it took place while he was registered with Western International Securities.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Innovation Partners LLC may be liable for investment or other losses suffered by Harrison Chang’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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