There are options for clients of Innovation Partners LLC broker Harrison Chang (CRD# 4183646) who suffered investment losses. He has been registered with Innovation Partners LLC in Charlotte, North Carolina, since 2024, and IP Financial Advisory Services LLC in Laguna … Continue reading
Edward Jones broker Andrew Minehart (CRD# 3174525) is accused of unsuitable investment recommendations. He has been registered with Edward Jones in Elgin, Illinois, since 1999. Andrew Minehart Customer Complaints He has been the subject of one customer complaint, according to … Continue reading
Were you the victim of Newbridge Securities Corporation broker Rodger Thomas (CRD# 4010563)? He has been registered with Newbridge Securities Corporation in Roselle Park, New Jersey, since 2018, and NFSG Corporation in Roselle Park, New Jersey, since 2018. He was … Continue reading
There are options for clients of Equitable Advisors, LLC broker Victor Torres (CRD# 5919902) who lost money due to unsuitable investment recommendations. He has been registered with Equitable Advisors, LLC in Ft. Lauderdale, Florida, since 2018. He was previously registered … Continue reading
There are options for clients of Purshe Kaplan Sterling Investments broker Joseph Eschleman (CRD# 3237843), who is accused of unsuitable investment recommendations. He has been registered with Purshe Kaplan Sterling Investments in Sacramento, California, since 2017, and Towerpoint Wealth, LLC … Continue reading
UBS Financial Services Inc. broker Stephen White (CRD# 3052632) is accused of unsuitable investment recommendations. He has been registered with Rockefeller Financial LLC in Los Angeles, California, since 2021, Rockefeller Capital Management in Hailey, Idaho, since 2025, and Rockefeller Capital … Continue reading
Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Bruce Manasevit (CRD# 3010880) regarding unsuitable investment recommendations. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Fairfield, Connecticut, since 2007. Bruce Manasevit … Continue reading
Former Barrett & Company broker Charles White II (CRD# 1345688) is accused of unsuitable investment recommendations. He was with Barrett & Company in Providence, Rhode Island, from 1992 to 2020. In June 2019, the Commonwealth of Massachusetts, Securities Division opened … Continue reading
Can I recover losses from investments with Cetera Advisors LLC broker J. Paul Escudero (CRD# 2111381)? He has been registered with Cetera Advisors LLC in Orange, California, since 2022, Cetera Investment Advisers LLC in Orange, California, since 2020, and Orange … Continue reading
Erez Law is currently investigating former National Securities Corporation broker Jack Bruscianelli (CRD# 2113986) regarding unsuitable investment recommendations. He has been registered with B. Riley Wealth Management in Oakbrook Terrace, Illinois, since 2022. He was registered with National Securities Corporation … Continue reading