There are options for former clients of former Aegis Capital Corp. broker Thomas Duggan (CRD# 2757615), who suffered investment losses. He was registered with Aegis Capital Corp. in Melville, New York, from 2016 to 2022. Thomas Duggan Customer Complaints He … Continue reading
Can you lose money investing with PFS Investments Inc. broker Jose Quinones (CRD# 1310742)? He was registered with PFS Investments Inc. in Kissimmee, Florida, from 2014 to 2024, when he was terminated regarding, “The representative was under internal review for … Continue reading
Former Wells Fargo Clearing Services, LLC broker Mahmoud Elawadi (CRD# 5319152) is accused of unsuitable investment recommendations. He was registered with Wells Fargo Clearing Services, LLC in Orlando, Florida, from 2019 to 2026, when he was terminated regarding, “The Firm … Continue reading
Are you interested in learning recovery losses options due to investments with Sagepoint Financial, Inc. broker Timothy Vanlohuizen (CRD# 2166867)? He was registered with Sagepoint Financial, Inc. in Coeur D’Alene, Idaho, from 2005 to 2023, and Osaic Wealth, Inc. in … Continue reading
Erez Law is currently investigating former Herbert J. Sims & Co, Inc. broker Todd Kennedy (CRD# 1002060) regarding unsuitable investment recommendations. He has been registered with The Oak Ridge Financial Services Group, Inc. in Golden Valley, Minnesota, since 2024. He … Continue reading
There are options for customers of former Lion Street Financial, LLC broker Larry Tolbert (CRD# 1054714), who is accused of corporate debt losses. He has been registered with Integrity Alliance, LLC in Memphis, Tennessee, since 2025, and Csenge Advisory Group, … Continue reading
Were you the victim of former Ni Advisors broker Li Kelly (CRD# 6115397)? He was registered with LPL Enterprise, LLC in Brooklyn, New York, from February to November 2025, HSBC Securities (USA) Inc. in Flushing, New York, from 2023 to … Continue reading
Did you lose money investing with Stifel, Nicolaus & Company, Incorporated broker N. Hoover (CRD# 1722534)? He has been registered with Stifel, Nicolaus & Company, Incorporated in San Francisco, California, since 2014. He was registered with Sterne, Agee & Leach, … Continue reading
Laidlaw & Company broker Jason Russo (CRD# 2588652) is accused of unsuitable investment recommendations. He has been registered with Laidlaw & Company in New York, New York, since 2004. In August 2005, the state of Massachusetts sanctioned the broker to … Continue reading
Erez Law is currently investigating Morgan Stanley broker Ralph Jackson III (CRD# 1569213) regarding unsuitable investment recommendations. He was registered with Morgan Stanley and Los Angeles, California, from 2009 to 2025, when he was terminated regarding, “Representative terminated following allegations … Continue reading