Arkadios Capital broker Ronald York Jr. (CRD# 4308987) is accused of unsuitable investment recommendations. He has been registered with Arkadios Capital and Arkadios Wealth Advisors in Wall, New Jersey, since 2019. He was registered with Triad Advisors, LLC in Wall, … Continue reading
Erez Law is currently investigating Spartan Capital Securities, LLC broker John Stapleton (CRD# 2791194) regarding unsuitable investment recommendations. He has been registered with Spartan Capital Securities, LLC in Garden City, New York, since 2015. Previously, he was registered with Craig … Continue reading
Were you the victim of former Independent Financial Group, LLC broker Loren Grabau (CRD# 6984490)? He was registered with Independent Financial Group, LLC in Santa Maria, California, from 2019 to 2025, when he was terminated regarding, “RR was terminated by … Continue reading
Cetera Wealth Services, LLC broker Hector Mena (CRD# 5400535) is accused of unsuitable investment recommendations. He has been registered with Cetera Wealth Services, LLC in Hypoluxo, Florida, since 2021, and Cetera Investment Advisers LLC in Hypoluxo, Florida, since 2023. He … Continue reading
Erez Law is currently investigating Kingsbury Capital Investment Advisors broker Asher Wolmark (CRD# 2064857) regarding unsuitable investment recommendations. He has been registered as an investment advisor representative with Kingsbury Capital Investment Advisors in Chicago, Illinois, since 2008. He was registered … Continue reading
Were you the victim of J.P. Morgan Securities LLC broker Jeffrey Frankos (CRD# 4006785)? He has been registered with Raymond James & Associates, Inc. in San Francisco, California, since 2022. He was registered with J.P. Morgan Securities LLC in San … Continue reading
Former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Barbara Bart (CRD# 5404157) is accused of unsuitable investment recommendations. She has been listed as a financial advisor with Bank of America in Savannah, Georgia, since 2009, and a financial advisor … Continue reading
Erez Law is currently investigating LPL Financial LLC broker Jonas Everett (CRD# 2396343) regarding real estate security losses. He has been registered with LPL Financial LLC in Cedar Rapids, Iowa, since 2018. He was registered with Cambridge Investment Research Advisors, … Continue reading
There are options for clients of Raymond James & Associates, Inc. broker Barry Sobel (CRD# 2014407) who suffered investment losses due to unsuitable recommendations. He has been registered with Raymond James & Associates, Inc. in Atlanta, Georgia, since 2016. He … Continue reading
There are options for clients of LPL Financial LLC broker Nicholas Photiadis (CRD# 2978120), who is accused of unsuitable investment recommendations. He has been registered with LPL Financial LLC in Paramus, New Jersey, since 2011. Nicholas Photiadis Customer Complaints He … Continue reading