Erez Law is currently investigating Kingsbury Capital Investment Advisors broker Asher Wolmark (CRD# 2064857) regarding unsuitable investment recommendations. He has been registered as an investment advisor representative with Kingsbury Capital Investment Advisors in Chicago, Illinois, since 2008. He was registered with Kingsbury Capital, Inc. in Evanston, Illinois, from 2015 to 2019, when he was terminated regarding, “Internal investigation concerning outside business activities and unapproved and/or unsuitable investments.
In February 2013, the state of Illinois revoked his registration for “failing to pay the final assessment of a tax administered by the Illinois Department of Revenue.”
Asher Wolmark Customer Complaints
He has been the subject of two customer complaints between 2002 and 2025, one of which was denied, according to his CRD report:
December 2025. “Allegations regarding unsuitable investments from 2021 through 2025.” The customer is seeking $500,000 in damages, and the case is currently pending. The complaint took place while he was registered with Kingsbury Capital Investment Advisors.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Kingsbury Capital Investment Advisors may be liable for investment or other losses suffered by Asher Wolmark’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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