There are options for clients of Wells Fargo Clearing Services, LLC broker Stephen Wiedemann (CRD# 2212349). He has been registered with Wells Fargo Clearing Services, LLC in Newport Beach, California, since 2018. He was registered with Ameriprise Financial Services, Inc. in Irvine, California, from 2009 to 2018.
Stephen Wiedemann Customer Complaints
He has been the subject of two customer complaints between 2013 and 2026, according to his CRD report:
January 2026. “Claimant alleges that during an unspecified time period, the FA invested his assets in unsuitable investments.” The case is currently pending. The complaint was regarding municipal debt.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Wells Fargo Clearing Services, LLC may be liable for investment or other losses suffered by Stephen Wiedemann’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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