Erez Law is currently investigating former Herbert J. Sims & Co, Inc. broker Todd Kennedy (CRD# 1002060) regarding unsuitable investment recommendations. He has been registered with The Oak Ridge Financial Services Group, Inc. in Golden Valley, Minnesota, since 2024. He … Continue reading
There are options for customers of former Lion Street Financial, LLC broker Larry Tolbert (CRD# 1054714), who is accused of corporate debt losses. He has been registered with Integrity Alliance, LLC in Memphis, Tennessee, since 2025, and Csenge Advisory Group, … Continue reading
Were you the victim of former Ni Advisors broker Li Kelly (CRD# 6115397)? He was registered with LPL Enterprise, LLC in Brooklyn, New York, from February to November 2025, HSBC Securities (USA) Inc. in Flushing, New York, from 2023 to … Continue reading
Did you lose money investing with Stifel, Nicolaus & Company, Incorporated broker N. Hoover (CRD# 1722534)? He has been registered with Stifel, Nicolaus & Company, Incorporated in San Francisco, California, since 2014. He was registered with Sterne, Agee & Leach, … Continue reading
Laidlaw & Company broker Jason Russo (CRD# 2588652) is accused of unsuitable investment recommendations. He has been registered with Laidlaw & Company in New York, New York, since 2004. In August 2005, the state of Massachusetts sanctioned the broker to … Continue reading
Erez Law is currently investigating Morgan Stanley broker Ralph Jackson III (CRD# 1569213) regarding unsuitable investment recommendations. He was registered with Morgan Stanley and Los Angeles, California, from 2009 to 2025, when he was terminated regarding, “Representative terminated following allegations … Continue reading
Were you the victim of former Aegis Capital Corp. broker Michael Schiavello (CRD# 2153242)? He has been registered with Dominari Securities LLC in Garden City, New York, since 2024. He was registered with Aegis Capital Corp. in Garden City, New … Continue reading
Did you lose money investing with Cetera Advisors LLC broker James Witkowski (CRD# 4221931)? He has been registered with Cetera Advisors LLC in Liberty, Missouri, since 2009, and Cetera Investment Advisers LLC in Liberty, Missouri, since 2024. He was registered … Continue reading
Were you the victim of former LPL Financial LLC broker Anthony Dilullo (CRD# 6088412)? He was registered with LPL Financial LLC in Wappingers Falls, New York, from 2013 to 2021. In September 2022, FINRA suspended Anthony Dilullo. In October 2022, … Continue reading
Concorde Investment Services, LLC broker Rikki Foster (CRD# 6075051) is accused of investment losses. He has been registered with Concorde Investment Services, LLC in Roseville, California, since 2019, and Concorde Asset Management, LLC in Roseville, California, since 2023. He was … Continue reading