Can I recover losses from investments with Truist Investment Services, Inc. broker Stephen Kerutis (CRD# 2345517) regarding unsuitable investments? He has been registered with Cetera Advisors LLC in Loudon, Tennessee, since 2023, and Cetera Investment Advisers LLC in Loudon, Tennessee, … Continue reading
Erez Law recently filed a FINRA arbitration against Stifel, Nicolaus & Co., Inc. Their customer alleges that James Killeen (CRD #2666093), who was a registered representative of Stifel, Nicolaus & Company, Incorporated in Pasadena, California, from 2009 to 2024. In … Continue reading
There are options for customers of former UBS Financial Services Inc. broker Robert Mueller (CRD# 2647227) regarding unsuitable investment recommendations. He was registered UBS Financial Services Inc. in Houston, Texas, from 2009 to 2024. Robert Mueller Customer Complaints He has … Continue reading
Erez Law filed a claim against Wells Fargo Clearing Services, LLC related to allegations of unsuitable investment losses related to options trading. The customer alleges that Peter Waldron (CRD# 4230510), who has been a registered representative of Wells Fargo Clearing … Continue reading
Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Alex Paredes-Malaga (CRD# 7191576) is accused of unsuitable investment recommendations. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Brea, California, since 2020. Alex Paredes-Malaga Customer Complaints He … Continue reading
There are options for customers of UBS Financial Services Inc. broker Frank Walter (CRD# 5685573) who suffered investment losses. He has been registered with UBS Financial Services Inc. in New York, New York, since 2015. Frank Walter Customer Complaints He … Continue reading
Cetera Advisor Networks LLC broker Michael Buonanno (CRD# 2823332) is accused of unsuitable investment recommendations. He has been registered with Cetera Wealth Services, LLC in East Northport, New York, since 2019. He was registered with Cetera Advisor Networks LLC in … Continue reading
Did you lose money investing with Raymond James & Associates, Inc. broker Peter Barry (CRD# 2235548)? He has been registered with Raymond James & Associates, Inc. in Los Angeles, California, since 2018. He was registered with Wells Fargo Securities, LLC … Continue reading
Did you lose money investing with former Madison Avenue Securities, LLC broker Robert Fagan (CRD# 1572927) regarding unsuitable investment recommendations? He has been registered with Cetera Advisors LLC in San Diego, California, since 2022, and Cetera Investment Advisers LLC in … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Vanderbilt Securities, LLC broker Cary Urich (CRD# 2132001) regarding unsuitable investment recommendations. He has been registered with Vanderbilt Securities, LLC in Greenville, South … Continue reading