Erez Law is currently investigating Tobin & Company Securities LLC broker Stanley Bradshaw III (CRD# 6440058) regarding unsuitable investment recommendations. He was registered with Tobin & Company Securities LLC in Charlotte, North Carolina, from 2015 to 2019.
Stanley Bradshaw III Customer Complaints
He has been the subject of two customer complaints, according to his CRD report:
September 2021. “Claimant alleges that representative made false and misleading statements in purportedly selling an unsuitable loan away from the firm.” The customer is seeking $1,500,000 in damages, and the case is currently pending. The complaint was regarding a loan agreement.
July 2021. “Claimants allege that representative made false and misleading statements in selling an allegedly unsuitable EB-5 private placement investment.” The customer is seeking $3,500,000 in damages, and the case is currently pending. The complaint was regarding EB-5 private placements.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Tobin & Company Securities LLC may be liable for investment or other losses suffered by Stanley Bradshaw III’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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