Erez Law is currently investigating Ameriprise Financial Services, LLC broker Todd Chaney (CRD# 4307731) regarding unsuitable investment recommendations. He has been registered with Ameriprise Financial Services, LLC in Omaha, Nebraska, since 2024. He was registered with Advice And Planning Services … Continue reading
There are options for customers of Tobin & Company Securities LLC broker David Gunderson (CRD# 6191146), who suffered investment losses. He has been registered with Tobin & Company Securities LLC in Charlotte, North Carolina, from 2014 to 2019. In November … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with J.P. Morgan Securities LLC broker Shmuel Maya (CRD# 6043845). He has been registered with Insigneo Securities, LLC in Aventura, Florida, from 2023 to … Continue reading
Erez Law is currently investigating Raymond James & Associates, Inc. broker Mark Rubin (CRD# 1936202) regarding unsuitable investment recommendations. He has been registered with Raymond James & Associates, Inc. in San Rafael, California, since 2016. Mark Rubin Customer Complaints He … Continue reading
Can you recover losses due to recommendations by Morgan Stanley broker William Lawes (CRD# 6170991)? He has been registered with UBS Financial Services Inc. in Austin, Texas, since 2024. He was registered with Morgan Stanley in Austin, Texas, and Purchase, … Continue reading
Wells Fargo Clearing Services, LLC broker Matthew Fetui (CRD# 5511717) is accused of unsuitable investment recommendations. He has been registered with Wells Fargo Clearing Services, LLC in Costa Mesa, California, since 2024, and Wells Fargo Advisors in Costa Mesa, California, … Continue reading
There are options for former clients of former Aegis Capital Corp. broker Thomas Duggan (CRD# 2757615), who suffered investment losses. He was registered with Aegis Capital Corp. in Melville, New York, from 2016 to 2022. Thomas Duggan Customer Complaints He … Continue reading
Can you lose money investing with PFS Investments Inc. broker Jose Quinones (CRD# 1310742)? He was registered with PFS Investments Inc. in Kissimmee, Florida, from 2014 to 2024, when he was terminated regarding, “The representative was under internal review for … Continue reading
Former Wells Fargo Clearing Services, LLC broker Mahmoud Elawadi (CRD# 5319152) is accused of unsuitable investment recommendations. He was registered with Wells Fargo Clearing Services, LLC in Orlando, Florida, from 2019 to 2026, when he was terminated regarding, “The Firm … Continue reading
Are you interested in learning recovery losses options due to investments with Sagepoint Financial, Inc. broker Timothy Vanlohuizen (CRD# 2166867)? He was registered with Sagepoint Financial, Inc. in Coeur D’Alene, Idaho, from 2005 to 2023, and Osaic Wealth, Inc. in … Continue reading