Were you the victim of former LPL Financial LLC broker Anthony Dilullo (CRD# 6088412)? He was registered with LPL Financial LLC in Wappingers Falls, New York, from 2013 to 2021.
In September 2022, FINRA suspended Anthony Dilullo. In October 2022, the broker withdrew his hearing request, which if he did not “request termination of the suspension within three months of the date of the Notice of Suspension, he will automatically be barred on December 12, 2022 from association with any FINRA member in all capacities pursuant to FINRA Rule 9552(h).”
Anthony Dilullo Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
October 2024. “Customer alleges that investments made from November of 2018 to October 2021 were unsuitable for the customer’s investment objectives and risk tolerance.” The customers sought $750,000 in damages, and the case was settled for $120,000. The complaint was regarding mutual fund losses, and it took place while he was registered with LPL Financial LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, LPL Financial LLC may be liable for investment or other losses suffered by Anthony Dilullo’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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