Concorde Investment Services, LLC broker Rikki Foster (CRD# 6075051) is accused of investment losses. He has been registered with Concorde Investment Services, LLC in Roseville, California, since 2019, and Concorde Asset Management, LLC in Roseville, California, since 2023. He was registered with Bangerter Financial Services, Inc. in Roseville, California, from 2018 to 2025, Berthel, Fisher & Company Financial Services, Inc. in Citrus Heights, California, from 2018 to 2019, Hornor, Townsend & Kent, Inc. in Redwood Shores, California, from 2017 to 2018, Questar Capital Corporation in Rocklin, California, from 2015 to 2017, and Questar Asset Management, Inc. in Rocklin, California, from 2015 to 2016.
Rikki Foster Customer Complaints
He has been the subject of two customer complaints in 2025, according to his CRD report:
December 2025. “Alleging unsuitability, lack of due diligence on product, breach of fiduciary duty, negligence, and failure to supervise.” The case is currently pending. The complaint was regarding direct investment losses, and it took place while he was registered with Concorde Investment Services, LLC.
September 2025. “Claim is alleging breach of fiduciary duty, suitability, breach of written contract, and misrepresentation related to October 2022.” The customer is seeking $700,000 in damages, and the case is currently pending. The complaint was regarding direct investment losses, and it took place while he was registered with Concorde Investment Services, LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Concorde Investment Services, LLC may be liable for investment or other losses suffered by Rikki Foster’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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