There are options for clients of TD Ameritrade, Inc. broker Robert Trimble (CRD# 5377271), who is accused of unsuitable investment recommendations. He has been registered with Charles Schwab & Co., Inc. in New York City, New York, since 2025. He was registered with Charles Schwab & Co., Inc. in Port Washington, New York, and Jersey City, New Jersey, from 2022 to 2024, TD Ameritrade, Inc. in Jersey City, New Jersey, from 2011 to 2023, and TD Ameritrade Investment Management, LLC in Port Washington, New York, from 2011 to 2023.
Robert Trimble Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
November 2022. “The client alleges in 2019 and 2020, the representative recommended bonds that were not suitable for the Trust’s investment objectives.” The customer sought $650,000 in damages, and the case was settled for $434,256.92. The complaint was regarding CDs and corporate debt, and it took place while he was registered with TD Ameritrade, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, TD Ameritrade, Inc. may be liable for investment or other losses suffered by Robert Trimble’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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