Did you lose money investing with Stifel, Nicolaus & Company, Incorporated broker N. Hoover (CRD# 1722534)? He has been registered with Stifel, Nicolaus & Company, Incorporated in San Francisco, California, since 2014.
He was registered with Sterne, Agee & Leach, Inc. in San Francisco, California, from 2011 to 2014, Sterne Agee Asset Management, Inc. in San Francisco, California, from 2011 to 2014, Nollenberger Capital Partners, Inc. in San Francisco, California, from 2008 to 2011, Nollenberger Capital Partners Inc. in Walnut Creek, California, from 2002 to 2011, Wells Fargo Investments, LLC in Walnut Creek, California, from 2001 to 2002, Wells Fargo Investments, LLC in San Francisco, California, from 2001 to 2002, Wells Fargo Van Kasper, LLC in San Francisco, California, from 1990 to 2001, and Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, New York, from 1987 to 1990, when he was terminated regarding, “none the allegation was that i had an account form signed to meet a deadline, thus saving, the customer $20.00 in annual fees, pending receipt of the signed form from the customer. their was no money or trading involved.”
N. Hoover Customer Complaints
He has been the subject of three customer complaints between 1999 and 2026, according to his CRD report. The most recent complaint was regarding:
April 2026. “Customer alleges registered representative did not conduct due diligence to advise customer as to the suitability of a life insurance policy.” The customer is seeking $976,763 in damages, and the case is currently pending. The complaint was regarding insurance losses, and it took place while he was registered with Stifel, Nicolaus & Company, Incorporated.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Stifel, Nicolaus & Company, Incorporated may be liable for investment or other losses suffered by N. Hoover’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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