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Emerson Equity LLC broker Gregory Ritter (CRD# 3087358) is accused of corporate debt losses. He has been registered with Emerson Equity LLC in Delaware, Ohio, since 2010. He was registered with Chase Investment Services Corp. in Delaware, Ohio, from 2005 to … Continue reading
Erez Law is currently investigating Stonex Securities Inc. broker Brent Nelson (CRD# 3026585) regarding alternative investment losses. He has been registered with Stonex Securities Inc. in Youngstown, Ohio, since 2014, and Stonex Advisors Inc. in Youngstown, Ohio, since 2015. He … Continue reading
Were you the victim of former Coordinated Capital Securities, Inc. broker Jason Nelson (CRD# 3069330)? He has been registered with LPL Financial LLC in Cincinnati, Ohio, since 2023. He was registered with Coordinated Capital Securities, Inc. in Cincinnati, Ohio, from … Continue reading
Erez Law is currently investigating LPL Financial LLC broker Brian Lesley (CRD# 3090243) regarding stock losses. He has been registered with LPL Financial LLC in Starkville, Mississippi, since 2012. Brian Lesley Customer Complaints He has been the subject of two … Continue reading
Did you lose money investing in the high-risk oil and gas energy sector with former Berthel, Fisher & Company Financial Services, Inc. broker Alvery Bartlett Jr. (CRD# 13975)? He has been registered with Arete Wealth Management, LLC in Clayton, Missouri … Continue reading
Erez Law is currently investigating UBS Financial Services Inc. broker Andrew Burish (CRD# 1111163) regarding losses related to investments in Tesla, Inc. He has been registered with UBS Financial Services Inc. in Madison, Wisconsin, since 1984. He oversees The Burish … Continue reading
Were you the victim of Wells Fargo Clearing Services, LLC broker Robert Rose (CRD# 2874342)? He has been registered with Wells Fargo Clearing Services, LLC in Tampa, Florida, since 2009. Robert Rose Customer Complaints He has been the subject of … Continue reading
Erez Law is currently investigating Edward Jones broker Aaron Wilkinson (CRD# 2756359) related to investment losses. He has been registered with Edward Jones in Goshen, Indiana, since 1996. Aaron Wilkinson Customer Complaints He has been the subject of one customer … Continue reading
Were you the victim of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Reed Smith (CRD# 2708938)? He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Houston, Texas, since 1996. Reed Smith Customer Complaints He has … Continue reading
Erez Law is currently investigating LPL Financial LLC broker Shannon Moore (CRD# 2934682) is accused of unsuitable investment recommendations. She has been registered with LPL Financial LLC in Jefferson City, Tennessee, since 2011. Shannon Moore Customer Complaints She has been … Continue reading