Erez Law is currently investigating broker Andrew Komarow (CRD# 5838564), who focused on investment clients with special needs. He is the founder and president of Planning Across The Spectrum, which has a core mission to provide a service creating financially … Continue reading
Were you the victim of former Colorado Financial Service Corporation broker Brian Perkins (CRD# 5630932)? He has been registered with Emerson Equity LLC in Littleton, Colorado, since 2020 and with CDP Financial Group, LLC in Littleton, Colorado, since 2019. Previously, … Continue reading
There are options for clients of LPL Financial LLC broker Matthew Lamb (CRD# 6040125), who suffered investment losses. He has been registered with LPL Financial LLC in Melbourne, Florida, since 2012. Matthew Lamb Customer Complaints He has been the subject … Continue reading
Were you the victim of Edward Jones broker Phillip Biffle (CRD# 1780353)? He has been registered with Edward Jones in Greenwood, South Carolina, since 1987. Phillip Biffle Customer Complaints He has been the subject of seven customer complaints between 2000 … Continue reading
Were you the victim of former Spartan Capital Securities, LLC broker Gabriel Edelman (CRD# 5778763), who is accused of unsuitable investment recommendations? He was registered with Spartan Capital Securities, LLC in New York, New York, from 2010 to 2019. In … Continue reading
American Portfolios Financial Services, Inc. broker Louise Fallica (CRD# 1375433) faces customer complaints for excessive fees and negligence, among other complaints. She has been registered with American Portfolios Financial Services, Inc. in Smithtown, New York, since 2014 and with American … Continue reading
Former LPL Financial LLC broker Azmi Sharif (CRD# 6481342) is accused of unsuitable investment recommendations. He was registered with LPL Financial LLC in Elmhurst, Illinois, from 2018 to 2023, when he was terminated regarding, “Inadequate disclosure of outside business activity. … Continue reading
There are options for clients of Wealthforge Securities, LLC broker James Raper Jr. (CRD# 5721253), who faces multiple customer complaints related to private placement investment losses. He has been registered with Wealthforge Securities, LLC in Richmond, Virginia, since 2014. James … Continue reading
Erez Law is currently investigating Raymond James Financial Services, Inc. broker Stephen Hollingsworth (CRD# 1328648) who is accused of unauthorized trades and unsuitable investment recommendations. He has been registered with Raymond James Financial Services, Inc. in Newton, Massachusetts, since 2010. … Continue reading
Erez Law is currently investigating Spartan Capital Securities, LLC broker Joao Pinto (CRD# 6298233), who faces a customer complaint for misrepresentations, omissions, and negligence. He has been registered with Spartan Capital Securities, LLC in New York, New York, since 2019. … Continue reading