Erez Law is currently investigating Equitable Advisors, LLC broker James Rutkowski (CRD# 2044538) regarding variable annuity investment losses. He has been registered with Equitable Advisors, LLC in Williamsville, New York, since 1990.
James Rutkowski Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
October 2022. “Client alleges the RR misrepresented unsuitable variable annuity contracts in 2022.” The case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Equitable Advisors, LLC may be liable for investment or other losses suffered by James Rutkowski’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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