There are options for clients of Western International Securities, Inc. broker Shannon Powers (CRD# 2367198), who suffered investment losses. She has been registered with Western International Securities, Inc. in Ridgefield, Washington, since 2012.
Shannon Powers Customer Complaints
She has been the subject of two customer complaints between 2006 and 2022, one of which was denied, according to her CRD report:
October 2022. “Unsuitable Recommendations, Misrepresentations.” The customer is seeking $210,000 in damages, and the case is currently pending. The complaint was regarding corporate debt, and it took place while she was registered with Western International Securities, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Western International Securities, Inc. may be liable for investment or other losses suffered by Shannon Powers’ customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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