There are options for clients of former National Securities Corporation broker Brandon Leon (CRD# 5200595) who suffered private placement investment losses. He has been registered with PHX Financial, Inc. in New York, New York, since 2022. Previously, he was registered … Continue reading
Can I recover losses from investments with former NYLIFE Securities LLC broker Ronald Bailey (CRD# 6270312)? He has been registered with Mutual Of America Life Insurance Company in Anchorage, Alaska from March to April 2020. Previously, he was registered NYLife … Continue reading
Erez Law is currently investigating UBS Financial Services Inc. broker Aileen Schruth (CRD# 4805869) regarding investment losses related to equities. She has been registered with UBS Financial Services Inc. in New York, New York, since 2010. Aileen Schruth Customer Complaints … Continue reading
Can I recover losses from investments with Centaurus Financial, Inc. broker Steven Nielsen (CRD# 4184826) regarding unsuitable investment recommendations? He has been registered with Centaurus Financial, Inc. in Gilbert, Arizona, since 2017. Previously, he was registered with DFPG Investments, Inc. … Continue reading
Former Avantax Investment Services, Inc. broker Robert Thomas (CRD# 2283452) is accused of variable annuity investment losses. He has been registered with IBN Financial Services, Inc. in Liverpool, New York, since 2022. Previously, he was registered with Avantax Investment Services, … Continue reading
Were you the victim of former Ni Advisors broker Clark Owen (CRD# 6096730)? He was registered with Cetera Investment Services LLC in Cupertino, California, since 2018, and with Cetera Investment Advisers LLC in Milpitas, California, since 2018. Previously, he was … Continue reading
There are options for clients of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Justin Gillham (CRD# 4575519) who suffered investment losses. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Scottsdale, Arizona, since 2008. Justin … Continue reading
Erez Law is currently investigating D.H. Hill Securities, LLP broker Steven Standley (CRD# 4282051) regarding GWG Holdings Inc. losses. He has been registered with D.H. Hill Securities, LLP in Brentwood, Tennessee, since 2007. Steven Standley Customer Complaints He has been … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Wells Fargo Clearing Services, LLC broker Johanna Laudicina (CRD# 5662931) regarding options investment losses. She has been registered with Wells Fargo Clearing Services, … Continue reading
Wells Fargo Clearing Services, LLC broker Lauren Matles (CRD# 2945465) is accused of options losses. She has been registered with Wells Fargo Clearing Services, LLC in Chicago, Illinois, since 2011. Lauren Matles Customer Complaints She has been the subject of … Continue reading