Erez Law is currently investigating former Taylor Capital Management Inc. broker Dean Nowak (CRD# 1091819) regarding misrepresentations and omissions. He has been registered with Newbridge Securities Corporation in Winter Park, Florida since 2019. Previously, he was registered with Taylor Capital … Continue reading
There are options for clients of Raymond James Financial Services, Inc. broker Kathleen Muldoon (CRD# 867826) who suffered losses due to misrepresentation. She has been registered with Raymond James Financial Services, Inc. in Dallas, Texas since 1993. Kathleen Muldoon Customer … Continue reading
Were you the victim of former Berthel Fisher & Company Financial broker Steve Cummings (CRD# 2274017) who is accused of unsuitable and misrepresented investment recommendations? He was registered with Berthel Fisher & Company Financial in Fort Deposit, Alabama from 2010 … Continue reading
Were you the victim of Ameritas Investment Company, LLC broker Tobin Hoffmann (CRD# 1705687) who is accused of misrepresentation related to alternative investments. He has been registered with Ameritas Investment Company, LLC in New Braunfels, Texas since 2006. Tobin Hoffmann … Continue reading
Avantax Investment Services, Inc. broker Virgil Biggs (CRD# 1755904) accused of misrepresentations leading to investment losses. He has been registered with Avantax Investment Services, Inc. in Saranac, Michigan since 1987. Virgil Biggs Customer Complaints He has been the subject of … Continue reading
Erez Law is currently investigating UBS Financial Services Inc. broker Benjamin Miller (CRD# 2755887) regarding misrepresentations that caused investment losses. He has been registered with UBS Financial Services Inc. in Barrington, Illinois since 2009. Benjamin Miller Customer Complaints He has … Continue reading
Were you the victim of Equitable Advisors, LLC broker David Lopez (CRD# 6402558) regarding variable annuity losses related to misrepresentations? He has been registered with Equitable Advisors, LLC in Woodbridge, New Jersey since 2014. David Lopez Customer Complaints He has … Continue reading
There are options for customers of Pruco Securities, LLC broker John Butler (CRD# 2689182) who suffered investment losses due to misrepresentations. He has been registered with Pruco Securities, LLC in Ocala, Florida since 2018. John Butler Customer Complaints He has … Continue reading
Erez Law is currently investigating Wells Fargo Clearing Services, LLC broker William Burke (CRD# 2523888) regarding accusations of misrepresentations. He has been registered with Wells Fargo Clearing Services, LLC in Fairfield, New Jersey since 2008. Prior to that, he was … Continue reading
Erez Law is currently investigating former National Securities Corporation broker Nicholas Kraiko (CRD# 5726415) regarding misrepresentations. He was registered with National Securities Corporation in Chicago, Illinois from 2014 to 2021, when he was terminated because, “Registered Representative failed to cooperate … Continue reading