Were you the victim of Equitable Advisors, LLC broker David Lopez (CRD# 6402558) regarding variable annuity losses related to misrepresentations? He has been registered with Equitable Advisors, LLC in Woodbridge, New Jersey since 2014.
David Lopez Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
January 2022. “Client alleges the RR misrepresented the tax implications of surrendering their annuity in 2019.” The case is currently pending. The complaint was regarding variable annuities.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Equitable Advisors, LLC may be liable for investment or other losses suffered by David Lopez’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.