Erez Law is currently investigating former Taylor Capital Management Inc. broker Dean Nowak (CRD# 1091819) regarding misrepresentations and omissions. He has been registered with Newbridge Securities Corporation in Winter Park, Florida since 2019. Previously, he was registered with Taylor Capital Management Inc. in Winter Park, Florida from 2012 to 2019.
Dean Nowak Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
April 2020. “Customers allege that Mr. Nowak made misrepresentations and omissions regarding the features and risks of a fixed annuity and a real estate investment trust, including restrictions on liquidity and the applicable time horizon, and that those products were not suitable for the customers.” The customer is seeking $100,000 in damages and the case is currently pending. The complaint took place while he was registered with
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Taylor Capital Management Inc. may be liable for investment or other losses suffered by Dean Nowak’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.