Erez Law is currently investigating Wells Fargo Clearing Services, LLC broker William Burke (CRD# 2523888) regarding accusations of misrepresentations. He has been registered with Wells Fargo Clearing Services, LLC in Fairfield, New Jersey since 2008. Prior to that, he was registered with A.G. Edwards & Sons, Inc. in New York, New York from 2002 to 2008. Previously, he was registered with UBS Financial Services Inc. in Weehawken, New Jersey from 1995 to 2002, when he was terminated regarding, “failure to follow firm policy.”
William Burke Customer Complaints
He has been the subject of three customer complaints between 2002 and 2021, one of which was denied, according to his CRD report. The most recent complaint was regarding:
November 2021. “Plaintiff alleges that in April 2014, the financial advisor misrepresented the handling of distribution of assets from a Trust.” The case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Wells Fargo Clearing Services, LLC may be liable for investment or other losses suffered by William Burke’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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