There are options for clients of Raymond James Financial Services, Inc. broker Kathleen Muldoon (CRD# 867826) who suffered losses due to misrepresentation. She has been registered with Raymond James Financial Services, Inc. in Dallas, Texas since 1993.
Kathleen Muldoon Customer Complaints
She has been the subject of one customer complaint, according to her CRD report:
January 2022. “Beneficiaries of deceased client’s trust allege FA misrepresented that sale proceeds of one item of artwork in client’s estate had to be deposited into the trust. Allegation Activity Date: On or about July, 2012.” The customer is seeking $1,200,000 in damages and the case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Raymond James Financial Services, Inc. may be liable for investment or other losses suffered by Kathleen Muldoon’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.