UBS Financial Services Inc. Broker Benjamin Miller Investment Loss Options

UBS Financial Services Inc.

Erez Law is currently investigating UBS Financial Services Inc. broker Benjamin Miller (CRD# 2755887) regarding misrepresentations that caused investment losses. He has been registered with UBS Financial Services Inc. in Barrington, Illinois since 2009. 

Benjamin Miller Customer Complaints

He has been the subject of one customer complaint, according to his CRD report:

November 2021. “Time Frame: January 30, 2009 – September 02, 2021 What were the allegations against the individual? The client alleges his fees were misrepresented and he was over charged. The alleged damages are estimated to be in excess of $5,000.00.” The customer is seeking $1,213,760 in damages and the case is currently pending. 

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, UBS Financial Services Inc. may be liable for investment or other losses suffered by Benjamin Miller’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.