Can I recover losses from investments with Janney Montgomery Scott LLC broker Catherine Jeff (CRD# 2170564)? She has been registered with Brean Capital, LLC in Atlanta, Georgia, since 2026. She was registered with Janney Montgomery Scott LLC in Atlanta, Georgia, … Continue reading
Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Jason Griffin (CRD# 2725523) regarding unauthorized trading complaints. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Newport Beach, California, since 2019. He … Continue reading
Can I recover losses from investments with Cetera Advisors LLC broker J. Paul Escudero (CRD# 2111381)? He has been registered with Cetera Advisors LLC in Orange, California, since 2022, Cetera Investment Advisers LLC in Orange, California, since 2020, and Orange … Continue reading
Erez Law is currently investigating former National Securities Corporation broker Jack Bruscianelli (CRD# 2113986) regarding unsuitable investment recommendations. He has been registered with B. Riley Wealth Management in Oakbrook Terrace, Illinois, since 2022. He was registered with National Securities Corporation … Continue reading
Were you the victim of Herbert J. Sims & Co, Inc. broker Steven Cho (CRD# 2610257)? He has been registered with Herbert J. Sims & Co, Inc. in Red Bank, New Jersey, since 2019, and Herbert J. Sims Capital Management, … Continue reading
Were you the victim of Lincoln Financial Advisors Corporation broker Thomas Shopa Jr. (CRD# 4182416)? He has been registered with Equitable Advisors, LLC in Wilmington, Delaware, since 2024. He was registered with Lincoln Financial Advisors Corporation in Berwyn, Pennsylvania, from … Continue reading
Former GWN Securities Inc. broker Christian Ramsey (CRD# 3038410) is accused of alternative investment losses. He was registered with GWN Securities Inc. in Palm Beach Gardens, Florida, from 2016 to 2023, Foothill Securities, Inc. in Sierra Vista, Arizona, from 2009 … Continue reading
Erez Law is currently investigating Capulent LLC broker Edward Fernandez (CRD# 2956661) regarding real estate security losses. He has been registered with Capulent LLC in Irvine, California, since 2017. He was registered with Boustead Securities, LLC in Irvine, California, from … Continue reading
Independent Financial Group, LLC broker John Kacheong Lee (CRD# 2948622) is accused of non-traded real estate investment trust (REIT) losses. He has been registered with Independent Financial Group, LLC in Pleasanton, California, since 2005. John Kacheong Lee Customer Complaints He … Continue reading
Erez Law is currently investigating LPL Financial LLC broker Brian Bates (CRD# 2318413) regarding structured note losses. He has been registered with LPL Financial LLC in Phoenix, Arizona, since 2021. He was registered with PNC Investments in Phoenix, Arizona, from … Continue reading