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![Longfin Corp logo](https://www.erezlaw.com/wp-content/uploads/2018/05/Longfin.png)
Erez Law is currently investigating financial advisors across the country who recommended their clients invest in Longfin Corp. Longfin Corp. (LFIN) is a US-based, global Fintech company powered by artificial intelligence (AI) and machine learning. The Company, through its wholly-owned … Continue reading
![Peachcap logo](https://www.erezlaw.com/wp-content/uploads/2020/08/Peachcap.jpeg)
Were you the victim of Peachcap financial advisor Aaron Brodt (CRD# 5017914)? Brodt has been registered with Peachcap in Scottsdale, Arizona since July 2016. Previously, he was registered with Accelerated Capital Group in Scottsdale, Arizona from 2012 to 2016. Brodt … Continue reading
![UBS Financial Services Inc. logo](https://www.erezlaw.com/wp-content/uploads/2020/05/UBS-Logo.png)
In April 2018, a former client of UBS Financial Services Inc. won an award in a FINRA arbitration for compensatory damages for $805,120 for losses sustained from negligence and other acts of securities fraud. The investors were clients of financial … Continue reading
![Securities and Exchange Commission logo](https://www.erezlaw.com/wp-content/uploads/2018/05/SEC-2.png)
Erez Law is currently investigating PNC Investments LLC (PNCI), Securities America Advisors Inc. (SAA), and Geneos Wealth Management Inc. (Geneos) financial advisors across the country regarding investment losses. In April 2018, the Securities and Exchange Commission (SEC) charged PNCI, SAA, … Continue reading
![Fortune Financial Services](https://www.erezlaw.com/wp-content/uploads/2020/10/Fortune-Financial-Services-Inc.-.png)
There are options for customers of former Fortune Financial Services, Inc. financial advisor Michael Giokas (CRD# 1398674) who suffered investment losses. Giokas has been registered with Fortune Financial Services, Inc. in Clarence, New York from 2013 to October 2017. Giokas … Continue reading
![Western International Securities](https://www.erezlaw.com/wp-content/uploads/2021/08/Western-International-Securities-Inc..png)
Erez Law is currently investigating former Western International Securities financial advisors Clement Chichester (CRD# 1255275) and his wife Brittney Sias (CRD# 4274432) regarding elder abuse of a client and scamming her out of more than $1 million in cash and … Continue reading
![UBS Financial Services Inc. logo](https://www.erezlaw.com/wp-content/uploads/2020/05/UBS-Logo.png)
Erez Law is currently investigating UBS Financial Services Inc. financial advisor John Morris (CRD# 1903657) regarding losses tied to the high risk energy sector. Morris has been registered with UBS Financial Services Inc. in Warren, New Jersey since 2011. Over … Continue reading
![Royal Alliance Associates](https://www.erezlaw.com/wp-content/uploads/2021/09/Royal-Alliance-Associates-Inc..jpg)
Erez Law is currently investigating former Royal Alliance Associates, Inc. broker Gary Basralian (CRD# 14385) for unsuitable investment recommendations. Basralian was registered with Royal Alliance Associates, Inc. in Maplewood, New Jersey from 1989 to December 2017, when he was terminated … Continue reading
![Aegis Capital Corp.](https://www.erezlaw.com/wp-content/uploads/2021/12/Aegis-Capital-Corp-logo.png)
In March 2018, FINRA fined Aegis Capital Corp. $550,000 for failing to have adequate supervisory and anti-money laundering (AML) programs tailored to detect “red flags” or suspicious activity connected to its sale of low-priced securities. Additionally, the Securities and Exchange … Continue reading
![Robert W. Baird & Co. logo](https://www.erezlaw.com/wp-content/uploads/2018/04/Robert-W.-Baird-Co.-Incorporated.png)
Erez Law is currently investigating Robert W. Baird & Co. Incorporated financial advisor Patrick Powell (CRD# 1041980) regarding unsuitable investments. Powell has been registered with Robert W. Baird & Co. Incorporated in Racine, Wisconsin since 1996. Powell has been the … Continue reading