There are options for clients of former Cetera Advisor Networks LLC broker Darryl Ferguson (CRD# 4104760) who suffered investment losses due to unsuitable real estate securities recommendations. He has been registered with LPL Financial LLC in Roselle, Illinois since 2018. Previously, he was registered with Cetera Advisor Networks LLC in Roselle, Illinois from 2007 to 2018.
Darryl Ferguson Customer Complaints
He has been the subject of one customer complaint in 2021, according to his CRD report:
December 2021. “Claimants allege registered representative recommended unsuitable non-traded REIT investments.” The customer is seeking $500,000 in damages and the case is currently pending. The complaint was regarding real estate securities and took place while he was registered with Cetera Advisor Networks LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Cetera Advisor Networks LLC may be liable for investment or other losses suffered by Darryl Ferguson’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.