Erez Law is currently investigating former SunTrust Advisory Services, Inc. broker Raul Benitez (CRD# 4457185) regarding Northstar GIC. Benitez has been registered with Wells Fargo Clearing Services, LLC in Aventura, Florida since 2018. Previously, Benitez was registered with SunTrust Advisory … Continue reading
Were you the victim of former Raymond James Financial Services, Inc. broker Michael Shillin (CRD# 5927156)? He was registered with A.G.P. / Alliance Global Partners in Altoona, Wisconsin from 2018 to 2020, when he was terminated regarding, “Mr. Shillin resigned … Continue reading
There are options for customers of former NYLife Securities LLC broker Daniel Jossen (CRD# 5463761) who suffered investment losses. Jossen was registered with NYLife Securities LLC in Bethesda, Maryland from 2011 to 2021, when he was terminated regarding “Mr. Jossen … Continue reading
Were you the victim of Raymond James Financial Services, Inc. broker Timothy Bartelt (CRD# 2501532)? Bartelt has been registered with Raymond James Financial Services, Inc. in Elm Grove, Wisconsin since 2008. In 1997, the Ohio Division of Securities opened an … Continue reading
Did Aegis Capital Corp. broker Gerald Sharpe (CRD# 2109210) make unsuitable investment recommendations? Sharpe has been registered with Aegis Capital Corp. in Red Bank, New Jersey since 2016. Previously, Sharpe was registered with National Securities Corporation in Red Bank, New … Continue reading
Erez Law is currently investigating former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Sonia Balfour-Fears (CRD# 5864524) regarding churning. Balfour-Fears has been registered with Morgan Stanley in Atlanta, Georgia since January 2021. Previously, Balfour-Fears was registered with Merrill Lynch, … Continue reading
Did you lose money investing with former Dinosaur Financial Group, L.L.C. broker Gerald Brodsky (CRD# 1172647)? Brodsky was registered with Dinosaur Financial Group, L.L.C. in New York, New York from 2014 to 2016. In August 2019, FINRA barred Brodsky after … Continue reading
Erez Law is currently investigating David Lerner Associates broker Martin Lerner (CRD# 871038) who is alleged to recommend a strategy concentrated in high-risk and illiquid investments in the energy sector. Lerner has been registered with David Lerner Associates in Boca … Continue reading
Erez Law is currently investigating former Four Points Capital Partners LLC broker Allan Montalbano (CRD# 4507029) regarding stock investment losses. Montalbano was registered with Worden Capital Management LLC in Garden City, New York from 2015 to 2017 and previously with … Continue reading
Erez Law is currently investigating Wells Fargo Clearing Services, LLC broker Jeremy Fortner (CRD# 4811478) regarding private outside investments, also known as selling away. Fortner has been registered with Wells Fargo Clearing Services, LLC in Beverly Hills, California since 2014. … Continue reading