In March 2023, a former client of Oppenheimer & Co., Inc. won an award in a FINRA arbitration for compensatory damages for $1,483,670 for losses sustained from investments in the Horizon Private Equity III fund. The claimants originally sought $2.5 … Continue reading
Erez Law is currently investigating brokers across the country who recommended their clients invest in Skyloft Austin, a troubled luxury 18-story student housing building located close to the University of Texas. The private real estate placement posed an inherent risk … Continue reading
Erez Law is currently investigating Equitable Advisors, LLC broker James Rutkowski (CRD# 2044538) regarding variable annuity investment losses. He has been registered with Equitable Advisors, LLC in Williamsville, New York, since 1990. James Rutkowski Customer Complaints He has been the … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Concourse Financial Group Securities, Inc. broker Thomas Lopshire (CRD# 2532500). He has been registered with Concourse Financial Group Securities, Inc. in San Mateo, … Continue reading
Can I recover losses from investments with Center Street Securities, Inc. broker Michael Ecker (CRD# 824193)? He has been registered with Center Street Securities, Inc. in Lake Worth, Florida, since 2018. Previously, he was registered with Concorde Investment Services, LLC … Continue reading
There are options for clients of Western International Securities, Inc. broker Shannon Powers (CRD# 2367198), who suffered investment losses. She has been registered with Western International Securities, Inc. in Ridgefield, Washington, since 2012. Shannon Powers Customer Complaints She has been … Continue reading
Lifemark Securities Corp. broker Alexander Hackley (CRD# 4899317) was accused of GWG Holdings Inc. L Bonds losses. He has been registered with Lifemark Securities Corp. in Centennial, Colorado, since 2017. Previously, he was registered with three additional firms between 2013 … Continue reading
Erez Law is currently investigating former Centaurus Financial, Inc. broker Paul Carnahan (CRD# 5586975), who is accused of unsuitable investment recommendations. He has been registered with GWN Securities Inc. in Birmingham, Michigan, since 2022. Previously, he was registered with Securian … Continue reading
Were you the victim of Kovack Securities Inc. broker Maile Foster (CRD# 3049192)? She has been registered with Kovack Securities Inc. in Colorado Springs, Colorado, since 2011. Previously, he was registered with Securian Financial Services, Inc. in Colorado Springs, Colorado, … Continue reading
Former Wells Fargo Clearing Services, Inc. broker Florentino Chapa (CRD# 4763953) is accused of Northstar Financial Services (Bermuda) investment losses. A former client of Wells Fargo Clearing Services, Inc. filed a FINRA arbitration claim against broker Florentino Chapa, who was … Continue reading