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Erez Law recently filed a FINRA arbitration against Benjamin F. Edwards & Company Inc. related to investment losses with broker Thomas Kintz (CRD #2667817), who has been a registered representative of Benjamin F. Edwards & Company Inc. in Boynton Beach, … Continue reading
Erez Law is currently investigating former National Securities Corp. broker Christopher Voccola (CRD# 2963678) regarding suitability concerns. Voccola has been registered with Madison Global Partners LLC in Hauppauge, New York since 2018. Voccola was registered with National Securities Corp. in … Continue reading
Erez Law is currently investigating Money Concepts Capital Corp. broker Ray Reese (CRD# 1694620) regarding variable annuity loses. Reese has been registered with Money Concepts Capital Corp. in Farmington, Missouri since 1997. Reese has been the subject of five customer … Continue reading
Erez Law is currently investigating Independent Financial Group, LLC broker Brett Hartvigson (CRD# 2263087) regarding alternative investment losses. Hartvigson has been registered with Independent Financial Group, LLC in San Diego, California since 2009. Hartvigson has been the subject of four … Continue reading
There are options for customers of former Stoever, Glass & Company Inc. broker Adam Goodman (CRD# 2263780)? Goodman has been registered with Stoever, Glass & Company Inc. in Boca Raton, Florida since January 2018. Previously, Goodman was registered with Herbert … Continue reading
There are options for customers of former David Lerner Associates, Inc. broker Rafael Klein (CRD# 2865823) who suffered investment losses due to Energy 11. Klein has been registered with David Lerner Associates, Inc. in Westport, Connecticut since 2005 and with … Continue reading
Were you the victim of former NPB Financial Group, LLC broker Cynthia Cowden (CRD# 2054676)? Cowden was registered with NPB Financial Group, LLC in Lake Isabella, California from 2013 to 2020. In October 2020, FINRA barred Cowden after she “consented … Continue reading
Erez Law is investigating David Lerner Associates brokers across the country who recommended their clients invest in Spirit of America Fund. It is alleged that David Lerner Associates brokers recommended their clients invest in mutual funds that invested almost entirely … Continue reading
Erez Law is currently investigating former National Securities Corporation and First Standard Financial Company LLC broker Jeffrey Broten (CRD# 1006678) regarding suitability concerns. Broten has been registered with Newbridge Securities Corporation in Morristown, New Jersey from August to December 2019 … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Ausdal Financial Partners, Inc. broker Randy Birkinbine (CRD# 2008599). Birkinbine has been registered with Ausdal Financial Partners, Inc. in North Oaks, Minnesota since … Continue reading