There are options for clients of Morgan Stanley broker Sally Weger (CRD# 2591057), who suffered investment losses. She has been registered with Morgan Stanley in Palm Beach Gardens, Florida, since 2011.
Sally Weger Customer Complaints
She has been the subject of six customer complaints between 2001 and 2023, one of which was denied and one was closed without action, according to her CRD report. The most recent complaints were regarding:
June 2023. “Claimant alleges that FA team knowingly permitted her ex-husband to withdraw more funds from his IRA each year than was permitted as part of divorce agreement – 2015 – 2018.” The case is currently pending. The complaint was regarding investment losses related to self-directed non-managed fee-based accounts.
April 2023. “Claimant alleges, inter alia, breach of fiduciary duty with respect to transfer of death designation added to the client’s account.” The case is currently pending. The complaint was regarding investment losses related to an affiliate product.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Morgan Stanley may be liable for investment or other losses suffered by Sally Weger’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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