Wells Fargo Clearing Services, LLC Broker John Rotando Investment Loss Options

Wells Fargo

Were you the victim of Wells Fargo Clearing Services, LLC broker John Rotando (CRD# 2071444)? He has been registered with Wells Fargo Clearing Services, LLC in Greenwich, Connecticut, since 2016.

John Rotando Customer Complaints

He has been the subject of three customer complaints between 2001 and 2024, according to his CRD report. The most recent complaint was regarding:

April 2024. “Claimant alleges in 2018 an unsuitable recommendation was made that resulted in alleged losses.” The case is currently pending. The complaint was regarding variable annuity investment losses.

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Wells Fargo Clearing Services, LLC may be liable for investment or other losses suffered by John Rotando’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.

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Author: Jeffrey Erez

The founder of Erez Law, Jeffrey Erez, focuses exclusively on securities arbitration and litigation. Mr. Erez passionately believes in representing aggrieved investors and obtaining justice for his clients through litigation.