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Erez Law is currently investigating Wedbush Securities Inc. broker James Stephan (CRD# 1628703) regarding unsuitable investment recommendations. He has been registered with Wedbush Securities Inc. in La Jolla, California since 2009. James Stephan Customer Complaints He has been the subject … Continue reading
Erez Law is currently investigating former Petersen Investments, Inc. broker Brian Clark (CRD# 1431762) regarding excessive trading and unsuitable investment recommendations. He has been registered with Cadaret, Grant & Co., Inc. in Little Silver, New Jersey since 2019. Previously, he … Continue reading
Were you the victim of Cambridge Investment Research Advisors, Inc. broker Nathanael Downs (CRD# 5833891) who is alleged to generate excessive commissions through a non-diversified investment portfolio. He has been registered with Cambridge Investment in Bellevue, Washington and Cambridge Investment … Continue reading
Erez Law is currently investigating Cambridge Investment Research, Inc. broker Phillip Sherrill (CRD# 1160379) regarding oil and gas energy sector losses. He has been registered with Cambridge Investment Research, Inc. in Cornelius, North Carolina since 2011. Phillip Sherrill Customer Complaints … Continue reading
There are options for customers of Arque Capital, Ltd. broker Timothy Scanlon (CRD# 1968597) who lost money investing in alternative investments. He has been registered with Arque Capital, Ltd. in Scottsdale, Arizona since 2008. Previously, he was registered with Fox … Continue reading
UBS Financial Services Inc. broker William Huthnance (CRD# 4326519) faces customer complaints regarding unsuitable investment recommendations. William Huthnance has been registered with UBS Financial Services Inc. in Houston, Texas since 2015. William Huthnance Customer Complaints He has been the subject … Continue reading
In November 2022, a former client of Morgan Stanley won an award in a FINRA arbitration for compensatory damages for $11.5 million in compensatory damages, the non-refundable $400 filing fee, plus $157,656.81 in costs for losses sustained from call writing … Continue reading
There are options for customers of Spire Securities, LLC broker Scott Aabel (CRD# 1493667) who is accused of GWG Holdings Inc. L bonds losses. He has been registered with Spire Securities, LLC in Osprey, Florida since 2016. Previously, he was … Continue reading
Erez Law is currently investigating UBS Financial Services Inc. broker Dennis Oleszkowicz (CRD# 837970) regarding individual retirement account (IRA) investment losses. He has been registered with UBS Financial Services Inc. in Birmingham, Michigan since 2003. Dennis Oleszkowicz Customer Complaints He … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Center Street Securities, Inc. broker Kenneth New (CRD# 2836918). He has been registered with Center Street Securities, Inc. in Merritt Island, Florida since … Continue reading