Private Placement Investment Losses with Former National Securities Corporation Broker Brandon Leon

National Securities Corporation

There are options for clients of former National Securities Corporation broker Brandon Leon (CRD# 5200595) who suffered private placement investment losses. He has been registered with PHX Financial, Inc. in New York, New York, since 2022. Previously, he was registered with National Securities Corporation in New York, New York, from 2010 to 2022.

Brandon Leon Customer Complaints

He has been the subject of two customer complaints between 2017 and 2022, one of which was withdrawn, according to his CRD report:

August 2022. “Claimant alleges private placement investments were unsuitable.” The customer is seeking $336,700 in damages, and the case is currently pending. The complaint is regarding private placements, and it took place while he was registered with National Securities Corporation.

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, National Securities Corporation may be liable for investment or other losses suffered by Brandon Leon’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.

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