Category: Stocks Articles
Erez Law is currently investigating former Kestra Investment Services, LLC broker Chadwick Collins (CRD# 2597677) regarding stock losses. He has been registered with Wedbush Securities Inc. in Carlsbad, California since February 2022. Previously, he was registered with Kestra Investment Services, … Continue reading
Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Bradford Bugher (CRD# 2314651) regarding common and preferred stocks. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Wilmington, Delaware since 1993. Bradford … Continue reading
Erez Law is currently investigating former Worden Capital Management LLC broker John LoPinto (CRD# 4563735) regarding common and preferred stock losses. John Lopinto has been registered with Worden Capital Management LLC in New York, New York from 2016 to 2019. … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Worden Capital Management LLC broker Joseph Valdini (CRD# 5517610). Joseph Valdini was registered with Aegis Capital Corp. in Melville, New York from … Continue reading
Erez Law is currently investigating Edward Jones broker Albert DeGaetano (CRD# 2458569) regarding stock losses. Albert DeGaetano has been registered with Cabot Lodge Securities LLC in Independence, Ohio from September to November 2019, when he was terminated regarding, “Violated firms … Continue reading
Were you the victim of Westpark Capital, Inc. broker Richard Rappaport (CRD# 1885122)? Richard Rappaport has been registered with Westpark Capital, Inc. in Los Angeles, California since 1999. In November 2021, FINRA suspended Richard Rappaport for 15 months from any … Continue reading
Erez Law is currently investigating former Spartan Capital Securities, LLC broker Terry Tzagarakis (CRD# 2796055) regarding stock losses. Terry Tzagarakis was registered with Arive Capital Markets in Bay Ridge, New York from May 2020 to January 2021. Previously, Terry Tzagarakis … Continue reading
Were you the victim of former Raymond James & Associates, Inc. broker Guilford Nergard (CRD# 2360614)? Nergard has been registered with San Blas Securities LLC in Atlanta, Georgia since August 2021 and with Newbridge Securities Corporation in Mesa, Arizona from … Continue reading
There are options for clients of Morgan Stanley broker Adam Stowell (CRD# 5889607) who suffered investment losses. Stowell has been registered with Morgan Stanley in Alpharetta, Georgia since 2014. Stowell has been the subject of one customer complaint, according to … Continue reading
There are options for customers of former Worden Capital Management LLC broker Christ Baltas (CRD# 2570499) who suffered investment losses. Baltas was registered with Worden Capital Management LLC in Melville, New York from 2015 to 2020. Previously, Baltas was registered … Continue reading