How to Bring a Claim Against Former Western International Securities, Inc. Broker Michele Fane

Western International Securities

Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Western International Securities, Inc. broker Michele Fane (CRD# 858728). She was registered with the following brokerage firms: 

  • Cadaret, Grant & Co., Inc. in Syracuse, New York, from 2022 to 2023
  • Cuso Financial Services, L.P. in San Diego, California, from 2022 to 2023
  • Next Financial Group, Inc. in Houston, Texas, from 2022 to 2023
  • SCF Securities, Inc. in Fresno, California, from 2022 to 2023
  • Sorrento Pacific Financial, LLC in San Diego, California, from 2022 to 2023
  • Western International Securities, Inc. in Pasadena, California, from 2000 to 2023

Michele Fane Customer Complaints

She has been the subject of one customer complaint, according to his CRD report:

October 2022. “Failure to supervise.” The customer is seeking $2,453,936.28 in damages, and the case is currently pending. The complaint is related to options and common and preferred stock losses. 

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Western International Securities, Inc.  may be liable for investment or other losses suffered by Michele Fane’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.

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Author: Jeffrey Erez

The founder of Erez Law, Jeffrey Erez, focuses exclusively on securities arbitration and litigation. Mr. Erez passionately believes in representing aggrieved investors and obtaining justice for his clients through litigation.