Aegis Capital Corp. broker James Berntha (CRD# 4871243) is accused of stock losses. He has been registered with Aegis Capital Corp. in New York, New York, since 2020. Previously, he was registered with Dawson James Securities, Inc. in New York, … Continue reading
Newbridge Securities Corporation broker Ivan Gefen (CRD# 1229418) faces customer complaints related to stock losses. He has been registered with Newbridge Securities Corporation in Boca Raton, Florida, since 2016. Previously, he was registered with Morgan Stanley in Boca Raton, Florida, … Continue reading
Wells Fargo Clearing Services, LLC broker Yancey Carter (CRD# 2259658) faces a complaint related to stock losses. He has been registered with Wells Fargo Clearing Services, LLC in Valdosta, Georgia, since 2008. Yancey Carter Customer Complaints He has been the … Continue reading
Were you the victim of Stephens Inc. broker Craig Lang (CRD# 301830), who is accused of stock losses? He has been registered with Stephens in Shreveport, Louisiana, since 2014. Previously, he was registered with Morgan Stanley in Shreveport, Louisiana, from … Continue reading
Erez Law is currently investigating Morgan Stanley broker Allen Short (CRD# 5279302), who is accused of stock losses. He has been registered with Morgan Stanley in St. Paul, Minnesota, since 2020. Previously, he was registered with Wells Fargo Clearing Services, … Continue reading
There are options for clients of Stifel, Nicolaus & Company, Incorporated broker Loren Morrison (CRD# 4578161) who suffered investment losses. He has been registered with Stifel, Nicolaus & Company, Incorporated in Southfield, Michigan, since 2021. Previously, he was registered with … Continue reading
Erez Law is currently investigating Oppenheimer & Co. Inc. broker Zachary Taylor (CRD# 6074776), who faces a customer complaint related to stock losses. He has been registered with Saxony Securities, Inc. and Saxony Capital Management, LLC in Newport Beach, California, … Continue reading
Erez Law is currently investigating LPL Financial LLC broker Andrew Brookman (CRD# 3166671) regarding who faces complaints alleging investment losses due to stocks. He has been registered with Aegis Capital Corp. in Westport, Connecticut, since 2022. Previously, he was registered … Continue reading
Did you lose money investing with LPL Financial LLC broker Janelle O’Brien (CRD# 6159970)? She has been registered with LPL Financial LLC in Burbank, California, since 2020. Previously, she was registered with Edward Jones in Burbank, California, from 2013 to … Continue reading
Erez Law is currently investigating 37-year industry veteran and Rockefeller Financial LLC broker Peter Clarke (CRD# 1400419), who faces a $6.3 million customer complaint. He has been registered with Rockefeller Financial LLC in Palm Beach Gardens, Florida, since 2021. Previously, … Continue reading