There are options for customers of U.S. Bancorp Investments, Inc. broker Charles Timmerman (CRD# 4463425), who lost money investing in stocks. He has been registered with U.S. Bancorp Investments, Inc. in Green Bay, Wisconsin, since 2021. Previously, he was registered with J.P. Morgan Securities LLC in Milwaukee, Wisconsin, from 2013 to 2020.
Charles Timmerman Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
March 2023. “Customers allege they were injured by representative’s violation of the Wisconsin Uniform Securities Laws, negligence, unauthorized trading, and breach of contract from January to April 2022.” The customer is seeking $400,000 in damages and the case is currently pending. The complaint took place while he was registered with U.S. Bancorp Investments, Inc., and it was regarding common and preferred stocks.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, U.S. Bancorp Investments, Inc. may be liable for investment or other losses suffered by Charles Timmerman’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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