Category: Puerto Rico Bonds
Erez Law recently filed a FINRA arbitration against RBC Capital Markets, LLC on behalf of four customers. The two couples, who were residents of Jensen Beach and Pompano Beach, Florida, were customers of Samuel Kolton (CRD# 1739664). Koltun has been … Continue reading
Erez Law is currently investigating Hennion & Walsh, Inc. financial advisor Joseph Rodriguez (CRD# 3093506) regarding losses sustained from investments in unsuitable Puerto Rico bonds. Rodriguez has been registered with Hennion & Walsh, Inc. in Parsippany, New Jersey since 1998. … Continue reading
UBS’ Puerto Rico focused closed-end funds (“CEFs”) dropped more than 20% in October. Erez Law is still accepting cases for Puerto Rico and mainland based investors who held or hold these CEFs. Puerto Rico suffers from long-term financial and economic … Continue reading
In October 2017, a former client of David Lerner Associates, Inc. won an award in a FINRA arbitration for compensatory damages for $205,497 for losses sustained due to investments in unsuitable Puerto Rico bonds. The investors were clients of financial … Continue reading
Erez Law is currently investigating brokerage firms across the United States and Puerto Rico who recommended their clients invest in unsuitable Puerto Rico bonds. Puerto Rico suffers from long-term financial and economic deficiencies that rendered its credit increasingly more speculative. … Continue reading
Erez Law is currently investigating Wells Fargo Clearing Services, LLC financial advisor Jeffrey Mischel (CRD# 1374486) regarding customer complaints alleging misrepresentations related to Puerto Rico municipal bond purchases. Mischel has been registered with Wells Fargo Clearing Services, LLC in Carlsbad, … Continue reading
Erez Law is currently investigating The GMS Group financial advisor Scott Rosenberg (CRD# 2780504) regarding recommending unsuitable and high risk Puerto Rico bonds. Rosenberg has been registered with The GMS Group in Boca Raton, Florida since 2000. Puerto Rico suffers … Continue reading
Erez Law recently filed a FINRA arbitration against Wells Fargo Advisors, LLC. The San Francisco, California resident was a customer of former Cetera Advisors, LLC financial advisor Steven Richardson (CRD# 1074713). Their customer alleges that Richardson, who was registered with … Continue reading
Erez Law is currently representing investors in FINRA arbitration claims related to former Morgan Stanley financial advisor Angel Aquino (CRD# 2687333). The Erez Law client alleges that Aquino was dangerously concentrating her investment portfolio in high risk and unsuitable Puerto … Continue reading
Erez Law continues to investigate claims against former RBC Capital Markets, LLC financial advisor Paul Blum (CRD# 735003) regarding recommending unsuitable Puerto Rico bonds. Erez Law previously reported on Blum for his speculative energy sector recommendations in September 2017 here … Continue reading