Category: Puerto Rico Bonds
Erez Law recently filed a FINRA arbitration against David Lerner Associates. The Erez Law clients allege that David Portnoy (CRD #705396) and Scott Ente (CRD #2612038), who were registered representatives of David Lerner Associates, recommended the customers (a retired married … Continue reading
Erez Law recently filed a $358,000 FINRA arbitration against Oppenheimer & Co. Inc. and National Securities Corp. for Puerto Rico bond losses. The Erez Law customer alleges that Richard Strauss (CRD #1487648), who was a registered representatives of Oppenheimer & … Continue reading
Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisor Alex Gierbolini (CRD# 2894231) regarding unsuitable recommendations in Puerto Rico bonds and closed-end funds. Gierbolini has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated … Continue reading
Erez Law is currently investigating UBS Financial Services Inc. financial advisor David Lugo (CRD# 3109426) regarding losses sustained from unsuitable investments in Puerto Rico bonds. Lugo was registered with UBS Financial Services Inc. in San Juan, Puerto Rico from 2002 … Continue reading
Jeffrey Erez, the founder of Erez Law, was recently featured in a CNBC story, “Broken bonds: The role Wall Street played in wiping out Puerto Ricans’ savings.” Puerto Rico suffers from long-term financial and economic deficiencies that rendered its credit … Continue reading
Erez Law is currently investigating UBS Financial Services Inc. financial advisor James Dillon (CRD# 1108921) regarding losses sustained from investments in Puerto Rico bonds. Dillon has been registered with UBS Financial Services Inc. in New York, New York since 2006. … Continue reading
Erez Law recently filed FINRA arbitration against David Lerner Associates, Inc. regarding losses sustained from investments in unsuitable Puerto Rico bonds. The customers’ account was serviced over the years by David Portnoy (CRD #705396), Loreto Testani (CRD #4518196), and Daniel … Continue reading
Erez Law recently filed a $400,000 FINRA arbitration against RBC Capital Markets, LLC. The former RBC Capital Markets, LLC customer, an 81-year-old widow, alleges that Paul Blum (CRD# 735003), who was a registered representative of RBC Capital Markets, LLC, overconcentrated … Continue reading
Erez Law is currently investigating Morgan Stanley financial advisor Robert Dennison (CRD# 2674594) regarding losses sustained from investments in Puerto Rico bonds. Dennison has been registered with Morgan Stanley in West Palm Beach, Florida since 2013. Dennison was formerly of … Continue reading
Erez Law is currently investigating RBC Capital Markets, LLC financial advisor Robert Tansey (CRD# 1222751) regarding losses sustained from investments in Puerto Rico bonds. Tansey has been registered with RBC Capital Markets, LLC in New York, New York since 2002. … Continue reading