Erez Law is currently investigating Alexander Capital, L.P. broker Joseph Amato (CRD# 2751635) regarding private placement losses. He has been registered with Alexander Capital, L.P. in Red Bank, New Jersey, since 2013, and Alexander Capital Wealth Management LLC in Red … Continue reading
There are options for customers of former Aegis Capital Corp. broker David Reimer (CRD# 2350952) regarding private placement losses. He has been registered with Dominari Securities LLC in New York, New York, since 2024. He was registered with Aegis Capital … Continue reading
Were you the victim of former Skystone Securities, LLC broker Rosser Newton (CRD# 2616702)? He has been registered with Skystone Securities, LLC in Dallas, Texas, from 2004 to 2025. Rosser Newton Customer Complaints He has been the subject of one … Continue reading
There are options for clients of former B Riley Wealth Management broker Derrick Watts (CRD# 2479608) who suffered losses due to investments in private placements. He has been registered with Packerland Brokerage Services, Inc. in Chicago, Illinois, since 2020. He … Continue reading
Erez Law is currently investigating barred broker Dana Vietor (CRD# 873129), who faces multiple customer complaints regarding promissory note investment losses. In November 2022, FINRA ordered him to pay $5.7 million to investors who were allegedly defrauded in a medical … Continue reading
Erez Law is currently investigating Tigress Financial Partners, LLC broker Lily Li (CRD# 1741746) regarding private placement investment losses. She has been registered with Tigress Financial Partners, LLC in New York, New York, since 2016. Lily Li Customer Complaints She … Continue reading
There are options for clients of Centaurus Financial, Inc. broker Bryon Martinsen (CRD# 1621649) who suffered investment losses regarding private placement losses. He was registered with Centaurus Financial, Inc. in Kings Park, New York, from 1999 to 2022. In August … Continue reading
Erez Law is currently investigating former Baker Tilly Capital, LLC broker Matthew Smith (CRD# 1419716) regarding private placement losses. He was registered with Arete Wealth Management, LLC in Chicago, Illinois, from 2022 to 2025, S2K Financial LLC in Orlando, Florida, … Continue reading
WealthForge Securities, LLC broker Jason Salmon (CRD# 6081963) is accused of private placement losses. He has been registered with Fnex Capital LLC in Torrence, California, since 2022. He was registered with Growth Capital Services, Inc. in New York, New York, … Continue reading
Were you the victim of Spartan Capital Securities, LLC broker Kim Monchik (CRD# 2528972)? She has been registered with Spartan Capital Securities, LLC in New York, New York, since 2008. In October 2021, FINRA named her in a complaint alleging … Continue reading