Were you the victim of private placement losses due to recommendations by Lifemark Securities Corp. broker Michael Minter (CRD# 2989575)? He has been registered with Lifemark Securities Corp. in Tampa, Florida, since 2009. In November 2024, the Florida Office of … Continue reading
Were you the victim of Glendale Securities, Inc. broker Richard Barber (CRD# 1298800)? He has been registered with Techspeed Clearing LLC in Addison, Texas, since 2025, and Glendale Securities, Inc. in Sherman Oaks, California, since 2024. He was registered with … Continue reading
Erez Law is currently investigating Alexander Capital, L.P. broker Joseph Amato (CRD# 2751635) regarding private placement losses. He has been registered with Alexander Capital, L.P. in Red Bank, New Jersey, since 2013, and Alexander Capital Wealth Management LLC in Red … Continue reading
There are options for customers of former Aegis Capital Corp. broker David Reimer (CRD# 2350952) regarding private placement losses. He has been registered with Dominari Securities LLC in New York, New York, since 2024. He was registered with Aegis Capital … Continue reading
Were you the victim of former Skystone Securities, LLC broker Rosser Newton (CRD# 2616702)? He has been registered with Skystone Securities, LLC in Dallas, Texas, from 2004 to 2025. Rosser Newton Customer Complaints He has been the subject of one … Continue reading
There are options for clients of former B Riley Wealth Management broker Derrick Watts (CRD# 2479608) who suffered losses due to investments in private placements. He has been registered with Packerland Brokerage Services, Inc. in Chicago, Illinois, since 2020. He … Continue reading
Erez Law is currently investigating barred broker Dana Vietor (CRD# 873129), who faces multiple customer complaints regarding promissory note investment losses. In November 2022, FINRA ordered him to pay $5.7 million to investors who were allegedly defrauded in a medical … Continue reading
Erez Law is currently investigating Tigress Financial Partners, LLC broker Lily Li (CRD# 1741746) regarding private placement investment losses. She has been registered with Tigress Financial Partners, LLC in New York, New York, since 2016. Lily Li Customer Complaints She … Continue reading
There are options for clients of Centaurus Financial, Inc. broker Bryon Martinsen (CRD# 1621649) who suffered investment losses regarding private placement losses. He was registered with Centaurus Financial, Inc. in Kings Park, New York, from 1999 to 2022. In August … Continue reading
Erez Law is currently investigating former Baker Tilly Capital, LLC broker Matthew Smith (CRD# 1419716) regarding private placement losses. He was registered with Arete Wealth Management, LLC in Chicago, Illinois, from 2022 to 2025, S2K Financial LLC in Orlando, Florida, … Continue reading