There are options for clients of Ausdal Financial Partners, Inc. broker Mark MacArthur (CRD# 2411397) who lost money due to investments in private placements. He was registered with Ausdal Financial Partners, Inc. in Valencia, California, from 2006 to 2023. In … Continue reading
Erez Law is currently investigating Chapin, Davis broker Stephanie Elliott (CRD# 2476636) regarding private placement losses. She has been registered with Realized Financial, Inc. in Austin, Texas, since 2022. He was registered with Chapin, Davis in Baltimore, Maryland, from 2011 … Continue reading
Erez Law is currently investigating former Growth Capital Services, Inc. broker Brian Dunn (CRD# 4574012), who is accused of investment losses. He was registered with Mercury Investment Services LLC in San Francisco, California, from 2024 to 2025, and Growth Capital … Continue reading
Were you the victim of private placement losses due to investments with Krilogy broker John McArthur (CRD# 4389397)? He has been registered with Saxony Securities, Inc. in St. Louis, Missouri, since 2014, and Krilogy in St. Louis, Missouri, since 2012. … Continue reading
Erez Law is currently investigating Arkadios Capital broker Jonathan Keller (CRD# 4344114) regarding private placement losses. He has been registered with Arkadios Capital in Atlanta, Georgia, since 2020, and Arkadios Wealth Advisors in Boca Raton, Florida, since 2021. He was … Continue reading
There are options for clients of Finalis Securities LLC broker Spencer Hilligoss (CRD# 7289560) regarding private placement losses. He has been registered with Finalis Securities LLC in New York, New York, from 2022 to 2024, and Growth Capital Services, Inc. … Continue reading
Erez Law is currently investigating former LPL Financial LLC broker Michael Graham (CRD# 3263494) regarding private securities losses. He was registered with LPL Financial LLC in El Paso, Texas, from 2019 to 2025, when he was terminated regarding, “Failed to … Continue reading
Can I recover losses from investments with Wealthforge Securities, LLC broker Peter Roberts (CRD# 6982848)? He has been registered with Wealthforge Securities, LLC in Richmond, Virginia, since 2019. He was registered with Cabot Lodge Securities LLC in Orange, California, from … Continue reading
Erez Law is currently investigating former Northwestern Mutual Investment Services, LLC broker John Kersey (CRD# 1480524) regarding private securities transactions. He was registered with Northwestern Mutual Investment Services, LLC in Cincinnati, Ohio, from 2001 to 2023, when he was terminated … Continue reading
Erez Law is currently investigating Aegis Capital Corp. broker Stephen Giannantonio (CRD# 2309181) regarding private placement losses. He has been registered with Aegis Capital Corp. in New York, New York, since 2013. In October 2016, FINRA sanctioned him to pay … Continue reading