Erez Law is currently investigating former Growth Capital Services, Inc. broker Brian Dunn (CRD# 4574012), who is accused of investment losses. He was registered with Mercury Investment Services LLC in San Francisco, California, from 2024 to 2025, and Growth Capital Services, Inc. in Claymont, Delaware, from 2003 to 2022.
Brian Dunn Customer Complaints
He has been the subject of two customer complaints between 2023 and 2024, according to his CRD report:
January 2024. “Registered Representatives registered with Growth Capital Services, Inc. alleged to have sold fraudulent private placements to their customers. Customers filed suit and named me as a co-respondent.” The customer is seeking $2,000,000 in damages, and the case is currently pending. The complaint was regarding private placement losses, and it took place while he was registered with Growth Capital Services, Inc.
April 2023. “Registered Representative of Growth Capital Services, Inc. alleged to have sold a fraudulent private placement to their client. Client sued Registered Rep and the RR added me as a third-party respondent for failure to supervise.” The customer is seeking $100,000 in damages, and the case is currently pending. The complaint was regarding private placement losses, and it took place while he was registered with Growth Capital Services, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Growth Capital Services, Inc. may be liable for investment or other losses suffered by Brian Dunn’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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