There are options for clients of Finalis Securities LLC broker Spencer Hilligoss (CRD# 7289560) regarding private placement losses. He has been registered with Finalis Securities LLC in New York, New York, from 2022 to 2024, and Growth Capital Services, Inc. in Claymont, Delaware, from 2020 to 2022.
Spencer Hilligoss Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
December 2025. “Alleged unsuitability.” The customer is seeking $400,000 in damages, and the case is currently pending. The complaint was regarding private placement investments, and it took place while he was registered with Finalis Securities LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Finalis Securities LLC may be liable for investment or other losses suffered by Spencer Hilligoss’ customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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